Contact: Regulations / Monitoring
KAI Advisors is registered with the State of New Jersey. In addition, we are required to register ("notice file") with state Securities Commissions in states where we have more than a minimal amount of business.
KAI Advisors regulatory history is available online at the SEC Investment Advisor Public Disclosure website by clicking on the search link using "KAI Advisors" as the search term.
As a Certified Financial Planner, and as a member of NAPFA and FPA, Ajay Kaisth is subject to the codes of conduct of these organizations.
KAI Advisors regulatory history is available online at the SEC Investment Advisor Public Disclosure website by clicking on the search link using "KAI Advisors" as the search term.
As a Certified Financial Planner, and as a member of NAPFA and FPA, Ajay Kaisth is subject to the codes of conduct of these organizations.
