Contact: Regulations / Monitoring
KAI Advisors is registered with the State of New Jersey and the State of New York. In addition, we are required to register ("notice file") with state Securities Commissions in states where we have more than a minimal amount of business.
KAI Advisors regulatory history, and latest Form ADV (with Brochure) is available online at the SEC Investment Advisor Public Disclosure website by clicking on the search link using "KAI Advisors" as the search term.
As a Certified Financial Planner, and as a member of NAPFA and FPA, Ajay Kaisth is subject to the codes of conduct of these organizations.
KAI Advisors regulatory history, and latest Form ADV (with Brochure) is available online at the SEC Investment Advisor Public Disclosure website by clicking on the search link using "KAI Advisors" as the search term.
As a Certified Financial Planner, and as a member of NAPFA and FPA, Ajay Kaisth is subject to the codes of conduct of these organizations.